Regulatory Compliance Manager
- Own and enhance compliance frameworks, policies, procedures and governance practices.
- Oversee regulatory obligations, monitoring, reporting, breach management and assurance, including ASIC, AUSTRAC and AFCA requirements.
- Advise senior stakeholders and partner with business leaders to identify regulatory risks, strengthen controls and embed a proactive compliance culture.
Regulatory Compliance Manager | Financial Services Permanent Opportunity | Sydney | Regulatory Compliance
We are partnering with an established financial services organisation seeking a commercially minded Regulatory Compliance Manager to take ownership of its compliance function.
This is an excellent opportunity for a proactive compliance professional who enjoys autonomy, building strong stakeholder relationships and translating regulatory requirements into practical business outcomes.
Working closely with senior leadership, you will play a key role in strengthening compliance frameworks, managing regulatory obligations and supporting the organisation's continued growth.
Key Responsibilities
- Manage and enhance regulatory compliance frameworks, policies and procedures.
- Ensure ongoing compliance with ASIC, AUSTRAC and AFCA requirements.
- Provide practical regulatory advice and guidance to senior stakeholders across the business.
- Oversee compliance monitoring, breach management, regulatory reporting and assurance activities.
- Identify emerging regulatory risks and support the implementation of appropriate controls.
- Partner with business leaders to embed a proactive compliance culture.
- Drive continuous improvement across compliance processes and governance practices.
About You
- 2–7 years' professional experience in regulatory compliance within financial services, fintech or a similarly regulated environment.
- Demonstrated experience working with ASIC, AUSTRAC and AFCA regulatory requirements is essential.
- Sound understanding of Australian financial services legislation, compliance obligations and governance frameworks.
- Experience in compliance monitoring, regulatory reporting, breach management and policy development.
- Strong stakeholder engagement skills with the confidence to advise and influence business leaders.
- Commercially minded, solutions-focused and comfortable working autonomously.
- Excellent communication, analytical and problem-solving skills.
What's on Offer?
- Permanent opportunity within an established financial services business.
- Ownership and autonomy across the regulatory compliance function.
- Direct exposure to senior leadership and key business decisions.
- Opportunity to influence compliance strategy and support commercial growth.
- Collaborative, people-focused working environment.
Interested? If you're a regulatory compliance professional looking for greater ownership, exposure and the opportunity to make a genuine impact, we'd welcome a confidential conversation.
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