Posted 7d ago
Risk & Compliance Manager
KEY POINTS WE FOUND
- Develop and improve risk management and compliance frameworks, policies and procedures for an investment manager.
- Monitor regulatory changes, conduct assessments and reviews, manage incidents and breaches, and track remediation actions.
- Prepare reports, support audits and regulatory engagement, and build risk and compliance awareness through advice and training.
- Banking & Finance
- Funds Management
- Melbourne
- Permanent / Full Time
Role: Risk & Compliance Manager
We're partnering with a well-established, leading investment manager on the appointment of a senior risk and compliance professional.
What you’ll be doing
- Developing, maintaining and improving the risk management and compliance frameworks, policies and procedures.
- Monitoring regulatory change and advising the business on what it means in practice.
- Running risk assessments and compliance reviews, and tracking actions through to close.
- Managing incident, breach and issue reporting, including recommendations for remediation.
- Preparing risk and compliance reporting for senior leadership and committees.
- Supporting audits and engaging with regulators and external parties where required.
- Building risk and compliance awareness across the business through advice and training.
What you’ll bring
- Significant experience in a risk and compliance role, ideally as a lead or manager.
- Confidence advising and influencing executives and non-specialist stakeholders
- Strong written and verbal communication, including reporting.
- A relevant tertiary qualification, with professional accreditation highly regarded.
To apply, please contact Jordan Cavani (jcavani@fourquarters.com.au) or apply via the link above.
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Skills
0 of 17 matchedAudit supportBreach reportingCompliance frameworksCompliance reviewsExecutive advisingIncident reportingPolicy developmentRegulatory change monitoringRegulatory engagementRemediation trackingRisk and compliance reportingRisk assessmentsRisk management frameworksStakeholder influencingTrainingVerbal communicationWritten communication
Licenses & certifications
0 of 2 matchedProfessional accreditationRelevant tertiary qualification