Senior Risk and Compliance Specialist
- Support and strengthen risk and compliance frameworks through monitoring, control testing, risk assessments and regulatory change activities.
- Manage AML/CTF obligations, customer due diligence, incidents, breaches and complaints, and provide practical compliance advice.
- Prepare governance and leadership reporting while partnering with stakeholders across the investment management business.
- Reporting to Senior Risk and Compliance Manager
- Melbourne | Office-Based
- Drive risk and compliance outcomes
About the Role
Our client is a well-established investment management business seeking a Senior Risk & Compliance Specialist to join its growing team. Reporting to the Head of Risk & Compliance, this role offers broad exposure across compliance, risk management, governance, AML/CTF, regulatory change, and stakeholder engagement.
This is an excellent opportunity for a hands-on risk and compliance professional who enjoys partnering with the business, influencing stakeholders, and helping strengthen frameworks within a dynamic financial services environment.
Key Responsibilities
- Support the ongoing management of risk and compliance frameworks.
- Conduct compliance monitoring and control testing.
- Manage AML/CTF obligations, customer due diligence, and regulatory requirements.
- Assist with incident, breach, and complaint management activities.
- Monitor regulatory developments and provide practical compliance advice.
- Prepare risk and compliance reporting for leadership and governance committees.
- Maintain risk registers and support risk assessment activities.
- Contribute to policy reviews, training initiatives, and governance processes.
- Partner with stakeholders across the business to drive risk and compliance outcomes.
Key Requirements
- 5+ years' experience in risk, compliance, governance, or financial crime within financial services.
- Exposure to funds management, investment management, private credit, superannuation, wealth management, or banking.
- Strong understanding of regulatory compliance and risk management frameworks.
- Experience with AML/CTF obligations and compliance monitoring programs.
- Ability to interpret regulation and provide practical, commercial advice.
- Strong communication and stakeholder management skills.
- Experience preparing management or board-level reporting is advantageous.
If you are interested in this role, apply with your CV now or contact Sean at sean@kaizenrecruitment.com.au
#SCR-sean-keogh
We vet all employer accounts and do our best to keep job ads safe, but scams can still occur. Be cautious when sharing personal information — never provide financial details or make payments during the application process. For extra security, use the Apply button on our site when proceeding.
Skills
0 of 23 matchedKaizen Recruitment